Rome G. Arnold III - Dec 14, 2021 Form 4 Insider Report for New Mountain Finance Corp (NMFC)

Role
Director
Signature
/s/ Rome G. Arnold III
Stock symbol
NMFC
Transactions as of
Dec 14, 2021
Transactions value $
$120,481
Form type
4
Date filed
12/20/2022, 07:08 PM
Previous filing
Sep 20, 2021
Next filing
Jul 5, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NMFC Common Stock Purchase $120K +10K +24.27% $12.05 51.2K Dec 16, 2022 Direct F1
transaction NMFC Common Stock Other $0 -18K -100% $0.00* 0 Dec 14, 2021 Spouse as Exec. Est. of Henry K. Ochs F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Arnolds's previous beneficial ownership report on Form 4 on September 20, 2021.
F2 The reporting person's spouse is the executor of the Estate of Henry K. Ochs. On December 14, 2021, the reporting person's spouse caused the estate to distribute 18,000 shares of New Mountain Finance Corporation common stock to beneficiaries of the estate.