Rome G. Arnold III - Dec 14, 2021 Form 4 Insider Report for New Mountain Finance Corp (NMFC)

Role: Director
Signature: /s/ Rome G. Arnold III
Stock symbol: NMFC
Transactions as of: Dec 14, 2021
Transactions value $: $120,481
Form type: 4
Date filed: 12/20/2022, 07:08 PM
Previous filing: Sep 20, 2021
Next filing: Jul 5, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	NMFC	Common Stock	Purchase	$120K	+10K	+24.27%	$12.05	51.2K	Dec 16, 2022	Direct	F1
transaction	NMFC	Common Stock	Other	$0	-18K	-100%	$0.00^*	0	Dec 14, 2021	Spouse as Exec. Est. of Henry K. Ochs	F2

Showing 1 to 2 of 2 entries

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Arnolds's previous beneficial ownership report on Form 4 on September 20, 2021.
F2	The reporting person's spouse is the executor of the Estate of Henry K. Ochs. On December 14, 2021, the reporting person's spouse caused the estate to distribute 18,000 shares of New Mountain Finance Corporation common stock to beneficiaries of the estate.