Sarah A. Halliday - Dec 31, 2022 Form 5 Insider Report for NBT BANCORP INC (NBTB)

Role
EVP/President Comm Banking
Signature
By: Annette L. Burns, Power of Attorney For: Sarah A. Halliday
Stock symbol
NBTB
Transactions as of
Dec 31, 2022
Transactions value $
$0
Form type
5
Date filed
2/14/2023, 07:54 AM
Previous filing
Mar 23, 2022
Next filing
Jan 18, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NBTB NBT Bancorp Inc. Common Stock Other $0 +1.22K +27.4% $0.00 5.7K Dec 31, 2022 401k F1
holding NBTB NBT Bancorp Inc. Common Stock 23.4K Dec 31, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NBTB Phantom Stock Other $0 +141 +3.02% $0.00 4.81K Dec 31, 2022 NBT Bancorp Inc. Common Stock 141 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares were purchased through payroll deferral and/or dividend reinvestment from 1/1/2022 to 12/31/2022 through NBT Bancorp Inc. 401k Plan.
F2 Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan.
F3 Shares were purchased through payroll deferral and/or dividend reinvestment from 1/1/2022 to 12/31/2022 through a NBT Bancorp Inc. deferred compensation plan.