Sarah A. Halliday - Jan 15, 2023 Form 4 Insider Report for NBT BANCORP INC (NBTB)

Signature
By: Annette L. Burns, Power of Attorney For: Sarah A. Halliday
Stock symbol
NBTB
Transactions as of
Jan 15, 2023
Transactions value $
-$125,120
Form type
4
Date filed
1/18/2023, 10:08 AM
Previous filing
Feb 14, 2023
Next filing
Mar 22, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NBTB NBT Bancorp Inc. Common Stock Tax liability -$12.1K -274 -1.17% $44.01 23.1K Jan 15, 2023 Direct
transaction NBTB NBT Bancorp Inc. Common Stock Tax liability -$67.7K -1.54K -6.66% $44.01 21.6K Jan 15, 2023 Direct
transaction NBTB NBT Bancorp Inc. Common Stock Tax liability -$11.1K -253 -1.17% $44.01 21.3K Jan 15, 2023 Direct
transaction NBTB NBT Bancorp Inc. Common Stock Tax liability -$11K -251 -1.18% $44.01 21.1K Jan 15, 2023 Direct
transaction NBTB NBT Bancorp Inc. Common Stock Tax liability -$12.3K -279 -1.32% $44.01 20.8K Jan 15, 2023 Direct
transaction NBTB NBT Bancorp Inc. Common Stock Tax liability -$10.9K -247 -1.19% $44.01 20.6K Jan 15, 2023 Direct
holding NBTB NBT Bancorp Inc. Common Stock 4.47K Jan 15, 2023 401k

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NBTB Phantom Stock 4.67K Jan 15, 2023 NBT Bancorp Inc. Common Stock 4.67K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan.