Sarah A. Halliday - Jan 15, 2022 Form 4 Insider Report for NBT BANCORP INC (NBTB)

Signature
By: Annette L. Burns, Power of Attorney For: Sarah A. Halliday
Stock symbol
NBTB
Transactions as of
Jan 15, 2022
Transactions value $
-$66,328
Form type
4
Date filed
1/18/2022, 03:11 PM
Previous filing
Feb 14, 2022
Next filing
Feb 16, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NBTB NBT Bancorp Inc. Common Stock Tax liability -$9.36K -222 -1.15% $42.14 19K Jan 15, 2022 Direct
transaction NBTB NBT Bancorp Inc. Common Stock Tax liability -$9.86K -234 -1.23% $42.14 18.8K Jan 15, 2022 Direct
transaction NBTB NBT Bancorp Inc. Common Stock Tax liability -$10.5K -248 -1.32% $42.14 18.5K Jan 15, 2022 Direct
transaction NBTB NBT Bancorp Inc. Common Stock Tax liability -$10.5K -250 -1.35% $42.14 18.3K Jan 15, 2022 Direct
transaction NBTB NBT Bancorp Inc. Common Stock Tax liability -$9.4K -223 -1.22% $42.14 18.1K Jan 15, 2022 Direct
transaction NBTB NBT Bancorp Inc. Common Stock Tax liability -$16.7K -397 -2.2% $42.14 17.7K Jan 15, 2022 Direct
holding NBTB NBT Bancorp Inc. Common Stock 3.36K Jan 15, 2022 401k

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NBTB Phantom Stock 3.89K Jan 15, 2022 NBT Bancorp Inc. Common Stock 3.89K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan.