Dean Stoecker - Jul 21, 2021 Form 4 Insider Report for Alteryx, Inc. (AYX)

Signature
/s/ Christopher M. Lal, by power of attorney
Stock symbol
AYX
Transactions as of
Jul 21, 2021
Transactions value $
-$1,606,763
Form type
4
Date filed
7/23/2021, 04:28 PM
Previous filing
Jul 2, 2021
Next filing
Aug 16, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AYX Class A Common Stock Sale -$313K -3.93K -5.24% $79.64 71.1K Jul 21, 2021 By The Dean A. Stoecker Trust dated December 16, 2013 F2, F3, F4
transaction AYX Class A Common Stock Sale -$279K -3.47K -4.88% $80.27 67.6K Jul 21, 2021 By The Dean A. Stoecker Trust dated December 16, 2013 F2, F4, F5
transaction AYX Class A Common Stock Sale -$8.1K -100 -0.15% $81.00 67.5K Jul 21, 2021 By The Dean A. Stoecker Trust dated December 16, 2013 F2, F4
transaction AYX Class A Common Stock Sale -$144K -1.8K -7.2% $79.82 23.2K Jul 21, 2021 By Lucy27, LLC F6, F7, F8
transaction AYX Class A Common Stock Sale -$56.3K -700 -3.02% $80.43 22.5K Jul 21, 2021 By Lucy27, LLC F6, F8, F9
transaction AYX Class A Common Stock Sale -$194K -2.4K -10.67% $80.70 20.1K Jul 22, 2021 By Lucy27, LLC F6, F8, F10
transaction AYX Class A Common Stock Sale -$8.13K -100 -0.5% $81.29 20K Jul 22, 2021 By Lucy27, LLC F6, F8, F11
transaction AYX Class A Common Stock Sale -$521K -6.46K -9.57% $80.65 61K Jul 22, 2021 By The Dean A. Stoecker Trust dated December 16, 2013 F2, F4, F12
transaction AYX Class A Common Stock Sale -$84.5K -1.04K -1.71% $81.11 60K Jul 22, 2021 By The Dean A. Stoecker Trust dated December 16, 2013 F2, F4, F13
holding AYX Class A Common Stock 93.4K Jul 21, 2021 Direct F1
holding AYX Class A Common Stock 12.4K Jul 21, 2021 By TAILY, LLC F8
holding AYX Class A Common Stock 10.6K Jul 21, 2021 By TRILY, LLC F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 47,498 unvested shares subject to awards of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting.
F2 Sale of shares made pursuant to and in accordance with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, under a plan adopted by the Reporting Person on September 3, 2020.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.96 to $79.92, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F4 The Reporting Person serves as trustee and beneficiary of The Dean A. Stoecker Trust dated December 16, 2013 (the "Stoecker Trust") and has voting and dispositive authority with respect to the shares owned by the Stoecker Trust.
F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.96 to $80.90, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F6 Sale of shares made pursuant to and in accordance with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, under a plan adopted by the Reporting Person on March 10, 2021.
F7 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.24 to $80.22, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F8 The Reporting Person has sole voting and dispositive authority with respect to shares owned by the LLC.
F9 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.23 to $80.90, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F10 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.20 to $81.11, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F11 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.21 to $81.31, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F12 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.05 to $81.04, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F13 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.05 to $81.19, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.