Dean Stoecker - Jul 1, 2021 Form 4 Insider Report for Alteryx, Inc. (AYX)

Signature
/s/ Christopher M. Lal, by power of attorney
Stock symbol
AYX
Transactions as of
Jul 1, 2021
Transactions value $
-$1,681,695
Form type
4
Date filed
7/2/2021, 06:47 PM
Previous filing
Jun 21, 2021
Next filing
Jul 23, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AYX Class A Common Stock Conversion of derivative security $0 +90K $0.00 90K Jul 1, 2021 By The Dean A. Stoecker Trust dated December 16, 2013 F2, F3
transaction AYX Class A Common Stock Conversion of derivative security $0 +30K $0.00 30K Jul 1, 2021 By Lucy27, LLC F2, F4
transaction AYX Class A Common Stock Sale -$440K -5.24K -5.82% $83.98 84.8K Jul 1, 2021 By The Dean A. Stoecker Trust dated December 16, 2013 F3, F5, F6
transaction AYX Class A Common Stock Sale -$176K -2.06K -2.43% $85.43 82.7K Jul 1, 2021 By The Dean A. Stoecker Trust dated December 16, 2013 F3, F5, F7
transaction AYX Class A Common Stock Sale -$17.2K -200 -0.24% $86.17 82.5K Jul 1, 2021 By The Dean A. Stoecker Trust dated December 16, 2013 F3, F5, F8
transaction AYX Class A Common Stock Sale -$152K -1.81K -6.02% $83.97 28.2K Jul 1, 2021 By Lucy27, LLC F4, F9, F10
transaction AYX Class A Common Stock Sale -$50.7K -593 -2.1% $85.48 27.6K Jul 1, 2021 By Lucy27, LLC F4, F9, F11
transaction AYX Class A Common Stock Sale -$8.6K -100 -0.36% $86.04 27.5K Jul 1, 2021 By Lucy27, LLC F4, F9
transaction AYX Class A Common Stock Sale -$209K -2.5K -9.09% $83.75 25K Jul 2, 2021 By Lucy27, LLC F4, F9, F12
transaction AYX Class A Common Stock Sale -$586K -7K -8.48% $83.70 75.5K Jul 2, 2021 By The Dean A. Stoecker Trust dated December 16, 2013 F3, F5, F13
transaction AYX Class A Common Stock Sale -$42.1K -500 -0.66% $84.23 75K Jul 2, 2021 By The Dean A. Stoecker Trust dated December 16, 2013 F3, F5, F14
holding AYX Class A Common Stock 93.4K Jul 1, 2021 Direct F1
holding AYX Class A Common Stock 12.4K Jul 1, 2021 By TAILY, LLC F4
holding AYX Class A Common Stock 10.6K Jul 1, 2021 By TRILY, LLC F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AYX Class B Common Stock Conversion of derivative security $0 -90K -1.88% $0.00 4.7M Jul 1, 2021 Class A Common Stock 90K $0.00 By The Dean A. Stoecker Trust dated December 16, 2013 F2, F3, F15
transaction AYX Class B Common Stock Conversion of derivative security $0 -30K -2.81% $0.00 1.04M Jul 1, 2021 Class A Common Stock 30K $0.00 By Lucy27, LLC F2, F4, F15
holding AYX Class B Common Stock 423K Jul 1, 2021 Class A Common Stock 423K $0.00 Direct F2, F15
holding AYX Class B Common Stock 999K Jul 1, 2021 Class A Common Stock 999K $0.00 By 4610, LLC F2, F4, F15
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 47,498 unvested shares subject to awards of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting.
F2 Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date.
F3 The Reporting Person serves as trustee and beneficiary of The Dean A. Stoecker Trust dated December 16, 2013 (the "Stoecker Trust") and has voting and dispositive authority with respect to the shares owned by the Stoecker Trust.
F4 The Reporting Person has sole voting and dispositive authority with respect to shares owned by the LLC.
F5 Sale of shares made pursuant to and in accordance with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, under a plan adopted by the Reporting Person on September 3, 2020.
F6 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.62 to $84.48, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F7 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.91 to $85.78, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F8 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.06 to $86.27, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F9 Sale of shares made pursuant to and in accordance with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, under a plan adopted by the Reporting Person on March 10, 2021.
F10 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.62 to $84.40, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F11 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.94 to $85.76, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F12 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.20 to $84.20, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F13 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.18 to $84.17, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F14 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.18 to $84.30, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F15 Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 23, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date.