Alex H. Cunningham - 09 Apr 2025 Form 4 Insider Report for Cardiff Lexington Corp (CDIX)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
/s/ Alex Cunningham
Issuer symbol
CDIX
Transactions as of
09 Apr 2025
Net transactions value
$0
Form type
4
Filing time
15 Dec 2025, 18:21:40 UTC
Previous filing
04 Dec 2024
Next filing
02 Feb 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Cunningham Alex H. Chief Executive Officer, Director, 10%+ Owner 3753 HOWARD HUGHES PARKWAY, SUITE 200, LAS VEGAS /s/ Alex Cunningham 15 Dec 2025 0002013098

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CDIX Common Stock Conversion of derivative security $0 +1,050,000 +103% $0.000000 2,072,838 24 Apr 2025 Direct F2
transaction CDIX Common Stock Conversion of derivative security $0 +270,000 +13% $0.000000 2,342,838 24 Apr 2025 Direct F3
transaction CDIX Common Stock Conversion of derivative security $0 +154,000 +6.6% $0.000000 2,496,838 24 Apr 2025 Direct F4
transaction CDIX Common Stock Other $0 -2,496,834 -100% $0.000000 4 08 Sep 2025 Direct F5
transaction CDIX Common Stock Other $0 +2,496,834 $0.000000 2,496,834 08 Sep 2025 Held by Alexander Hunt Cunningham, Sr. Revocable Trust F5
transaction CDIX Common Stock Conversion of derivative security $0 +10,073,092 +251827300% $0.000000 10,073,096 19 Nov 2025 Direct F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CDIX Series I Preferred Stock Other $0 -195,750 -3.7% $0.000000 5,036,546 09 Apr 2025 Common Stock 391,500 Direct F1, F7
transaction CDIX Series B Preferred Stock Other $0 +150,000 +40% $0.000000 525,000 09 Apr 2025 Common Stock 300,000 Direct F1, F8
transaction CDIX Series C Preferred Stock Other $0 +3 +12% $0.000000 27 09 Apr 2025 Common Stock 30,000 Direct F1, F9
transaction CDIX Series E Preferred Stock Other $0 +27,000 +54% $0.000000 77,000 09 Apr 2025 Common Stock 54,000 Direct F1, F10
transaction CDIX Series B Preferred Stock Conversion of derivative security $0 -525,000 -100% $0.000000 0 24 Apr 2025 Common Stock 1,050,000 Direct F2, F8
transaction CDIX Series C Preferred Stock Conversion of derivative security $0 -27 -100% $0.000000 0 24 Apr 2025 Common Stock 270,000 Direct F3, F9
transaction CDIX Series E Preferred Stock Conversion of derivative security $0 -77,000 -100% $0.000000 0 24 Apr 2025 Common Stock 154,000 Direct F4, F10
transaction CDIX Series I Preferred Stock Conversion of derivative security $0 -5,036,546 -100% $0.000000 0 19 Nov 2025 Common Stock 10,073,092 Direct F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On April 9, 2025, the Reporting Person entered into a cancellation and exchange agreement with the Issuer, pursuant to which the Reporting Person surrendered 195,750 shares of Series I Preferred Stock to the Issuer for cancellation in exchange for the issuance of 150,000 shares of Series B Preferred Stock, 3 shares of Series C Preferred Stock and 27,000 shares of Series E Preferred Stock to the Reporting Person.
F2 On April 24, 2025, all shares of Series B Preferred Stock, including those held by the Reporting Person, were automatically converted into shares of Common Stock.
F3 On April 24, 2025, all shares of Series C Preferred Stock, including those held by the Reporting Person, were automatically converted into shares of Common Stock.
F4 On April 24, 2025, all shares of Series E Preferred Stock, including those held by the Reporting Person, were automatically converted into shares of Common Stock.
F5 On September 8, 2025, the Reporting Person transferred 2,496,834 shares of Common Stock to Alexander Hunt Cunningham, Sr. Revocable Trust, of which the Reporting Person is the Trustee.
F6 On November 19, 2025, all shares of Series I Preferred Stock, including those held by the Reporting Person, were automatically converted into shares of Common Stock.
F7 Each share of Series I Preferred Stock is convertible into two (2) shares of Common Stock. The Series I Preferred Stock has no expiration date.
F8 Each share of Series B Preferred Stock is convertible into two (2) shares of Common Stock. The Series B Preferred Stock has no expiration date.
F9 Each share of Series C Preferred Stock is convertible into 10,000 shares of Common Stock. The Series C Preferred Stock has no expiration date.
F10 Each share of Series E Preferred Stock is convertible into two (2) shares of Common Stock. The Series E Preferred Stock has no expiration date.