| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CDIX | Common Stock | Conversion of derivative security | $25,000 | +12,500 | +1.2% | $2.00 | 1,012,838 | 25 Oct 2024 | Direct | F1 |
| transaction | CDIX | Common Stock | Conversion of derivative security | $100,000,000 | +10,000 | +0.99% | $10000.00 | 1,022,838 | 25 Oct 2024 | Direct | F2 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CDIX | Series B Preferred Stock | Conversion of derivative security | $0 | -6,250 | -100% | $0.000000 | 0 | 25 Oct 2024 | Common Stock | 12,500 | $2.00 | Direct | F1, F4 |
| transaction | CDIX | Series C Preferred Stock | Conversion of derivative security | $0 | -1 | -100% | $0.000000 | 0 | 25 Oct 2024 | Common Stock | 10,000 | $10000.00 | Direct | F2, F5 |
| transaction | CDIX | Series I Preferred Stock | Other | $0 | -510,704 | -8.9% | $0.000000 | 5,232,296 | 20 Nov 2024 | Common Stock | Direct | F3, F6 | ||
| transaction | CDIX | Series B Preferred Stock | Other | $0 | +375,000 | $0.000000 | 375,000 | 20 Nov 2024 | Common Stock | Direct | F3, F4, F7 | |||
| transaction | CDIX | Series C Preferred Stock | Other | $0 | +24 | $0.000000 | 24 | 20 Nov 2024 | Common Stock | Direct | F3, F5, F8 | |||
| transaction | CDIX | Series E Preferred Stock | Other | $0 | +50,000 | $0.000000 | 50,000 | 20 Nov 2024 | Common Stock | Direct | F3, F9 |
| Id | Content |
|---|---|
| F1 | On October 25, 2024, the reporting person converted 6,250 shares of Series B Preferred Stock into 12,500 shares of Common Stock. |
| F2 | On October 25, 2024, the reporting person converted 1 share of Series C Preferred Stock into 10,000 shares of Common Stock. |
| F3 | On November 20, 2024, the reporting person entered into a cancellation and exchange agreement with the issuer, pursuant to which the reporting person surrendered 510,704 shares of Series I Preferred Stock to the issuer for cancellation in exchange for the issuance of 375,000 shares of Series B Preferred Stock, 24 shares of Series C Preferred Stock and 50,000 shares of Series E Preferred Stock to the reporting person. |
| F4 | The Series B Preferred Stock has no expiration date. |
| F5 | The Series C Preferred Stock has no expiration date. |
| F6 | Each share of Series I Preferred Stock is convertible into such number of shares of Common Stock as is determined as follows: (i) if the closing market price of the Common Stock on the principal trading market on which the Common Stock is then traded or quoted is less than $4.00 per share, then each share of Series I Preferred Stock shall be convertible into a number of shares of Common Stock equal to two (2) times the stated value ($4.00 per share), divided by such closing market price on the date of conversion; or (ii) if such closing market price is equal to or greater than $4.00 per share, then each share of Series I Preferred Stock shall be convertible into two (2) shares of Common Stock. The Series I Preferred Stock has no expiration date. |
| F7 | Each share of Series B Preferred Stock is convertible at any time into such number of shares of Common Stock as is determined as follows: (i) if the closing market price of the Common Stock on the principal trading market on which the Common Stock is then traded or quoted is less than $4.00 per share, then each share of Series B Preferred Stock shall be convertible into a number of shares of Common Stock equal to two (2) times the stated value ($4.00 per share), divided by such closing market price on the date of conversion; or (ii) if such closing market price is equal to or greater than $4.00 per share, then each share of Series B Preferred Stock shall be convertible into two (2) shares of Common Stock. |
| F8 | Each share of Series C Preferred Stock is convertible at any time into such number of shares of Common Stock as is determined by dividing the stated value ($4.00 per share) by a conversion price of $0.0004. |
| F9 | Each share of Series E Preferred Stock is convertible at any time into such number of shares of Common Stock as is determined as follows: (i) if the closing market price of the Common Stock on the principal trading market on which the Common Stock is then traded or quoted is less than $4.00 per share, then each share of Series E Preferred Stock shall be convertible into a number of shares of Common Stock equal to two (2) times the stated value ($4.00 per share), divided by such closing market price on the date of conversion; or (ii) if such closing market price is equal to or greater than $4.00 per share, then each share of Series E Preferred Stock shall be convertible into two (2) shares of Common Stock. The Series E Preferred Stock has no expiration date. |