Edward Shihai Lee - 13 Jan 2025 Form 4 Insider Report for FOCUS UNIVERSAL INC. (FCUV)

Role
Director, 10%+ Owner
Signature
/s/ Edward Lee
Issuer symbol
FCUV
Transactions as of
13 Jan 2025
Net transactions value
-$145,500
Form type
4
Filing time
24 Nov 2025, 20:10:10 UTC
Previous filing
22 Oct 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Lee Edward Shihai Director, 10%+ Owner C/O FOCUS UNIVERSAL INC., 2311 LOCUST STREET, ONTARIO /s/ Edward Lee 24 Nov 2025 0001696946

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FCUV Common Stock Other $2,142,000 -360,000 -50% $5.95 364,000 13 Jan 2025 By the Lee-Gu Private Foundation.
transaction FCUV Common Stock Conversion of derivative security $1,996,500 +550,000 +114% $3.63 1,031,830 17 Nov 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FCUV Series A Convertible Preferred Stock Purchase $2,000,000 +500,000 $4.00 500,000 20 Oct 2025 Common Stock 550,000 $3.63 Direct F1
transaction FCUV Series A Convertible Preferred Stock Conversion of derivative security $2,000,000 -500,000 -100% $4.00 0 17 Nov 2025 Common Stock 550,000 $3.63 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Not applicable