David C. Kuo - Nov 8, 2024 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
***Senior Vice President and Chief Legal Officer
Signature
/s/ David C. Kuo
Stock symbol
AAOI
Transactions as of
Nov 8, 2024
Transactions value $
-$450,305
Form type
4
Date filed
11/12/2024, 05:52 PM
Previous filing
Oct 24, 2024
Next filing
Nov 18, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Sale -$269K -10K -7.81% $26.93 118K Nov 8, 2024 Direct F1
transaction AAOI Common Stock, $.001 par value Sale -$181K -6.27K -5.31% $28.89 112K Nov 12, 2024 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2023. The shares were sold in multiple transactions at actual sale prices ranging from $26.88 to $26.99 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a securityholder of the issuer, full information regarding the number of shares sold during each transaction.
F2 These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2023. The shares were sold in multiple transactions at actual sale prices ranging from $28.88 to $28.93 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a securityholder of the issuer, full information regarding the number of shares sold during each transaction.

Remarks:

***Senior Vice President and Chief Legal Officer