David C. Kuo - 08 Nov 2024 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Signature
/s/ David C. Kuo
Issuer symbol
AAOI
Transactions as of
08 Nov 2024
Net transactions value
-$450,305
Form type
4
Filing time
12 Nov 2024, 17:52:26 UTC
Previous filing
24 Oct 2024
Next filing
18 Nov 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Sale $269,273 -10,000 -7.8% $26.93 118,122 08 Nov 2024 Direct F1
transaction AAOI Common Stock, $.001 par value Sale $181,032 -6,267 -5.3% $28.89 111,855 12 Nov 2024 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2023. The shares were sold in multiple transactions at actual sale prices ranging from $26.88 to $26.99 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a securityholder of the issuer, full information regarding the number of shares sold during each transaction.
F2 These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2023. The shares were sold in multiple transactions at actual sale prices ranging from $28.88 to $28.93 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a securityholder of the issuer, full information regarding the number of shares sold during each transaction.

Remarks:

***Senior Vice President and Chief Legal Officer