David C. Kuo - Oct 22, 2024 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
***Senior Vice President and Chief Legal Officer
Signature
/s/ David C. Kuo
Stock symbol
AAOI
Transactions as of
Oct 22, 2024
Transactions value $
-$88,829
Form type
4
Date filed
10/24/2024, 04:02 PM
Previous filing
Sep 26, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability -$10.9K -591 -0.44% $18.51 132K Oct 22, 2024 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability -$16.2K -874 -0.66% $18.51 131K Oct 22, 2024 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability -$19.3K -1.04K -0.79% $18.51 130K Oct 22, 2024 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability -$33.9K -1.83K -1.4% $18.51 129K Oct 22, 2024 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability -$8.55K -462 -0.36% $18.51 128K Oct 22, 2024 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on April 29, 2024.

Remarks:

***Senior Vice President and Chief Legal Officer