Hung-Lun (Fred) Chang - Nov 8, 2024 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
*** Senior Vice President and North America General Manager
Signature
/s/ David C. Kuo, attorney in fact for Hung-Lun (Fred) Chang
Stock symbol
AAOI
Transactions as of
Nov 8, 2024
Transactions value $
-$444,314
Form type
4
Date filed
11/12/2024, 05:52 PM
Previous filing
Oct 24, 2024
Next filing
Nov 22, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Sale -$221K -10K -4.26% $22.11 225K Nov 8, 2024 Direct F1
transaction AAOI Common Stock, $.001 par value Sale -$223K -8.92K -3.97% $25.04 216K Nov 8, 2024 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2023. The shares were sold in multiple transactions at actual sale prices ranging from $22.00 to $22.39 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a securityholder of the issuer, full information regarding the number of shares sold during each transaction.
F2 These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2023. The shares were sold in multiple transactions at actual sale prices ranging from $25.00 to $25.22 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a securityholder of the issuer, full information regarding the number of shares sold during each transaction.

Remarks:

*** Senior Vice President and North America General Manager