Hung-Lun (Fred) Chang - Oct 22, 2024 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
*** Senior Vice President and North America General Manager
Signature
/s/ David C. Kuo, attorney in fact for Hung-Lun (Fred) Chang
Stock symbol
AAOI
Transactions as of
Oct 22, 2024
Transactions value $
-$133,864
Form type
4
Date filed
10/24/2024, 04:02 PM
Previous filing
Jul 24, 2024
Next filing
Dec 10, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability -$17.5K -946 -0.39% $18.51 241K Oct 22, 2024 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability -$25.9K -1.4K -0.58% $18.51 240K Oct 22, 2024 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability -$30.9K -1.67K -0.7% $18.51 238K Oct 22, 2024 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability -$48.5K -2.62K -1.1% $18.51 235K Oct 22, 2024 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability -$11.1K -601 -0.26% $18.51 235K Oct 22, 2024 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on April 29, 2024.

Remarks:

*** Senior Vice President and North America General Manager