Hung-Lun (fred) Chang - 22 Oct 2024 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
*** Senior Vice President and North America General Manager
Signature
/s/ David C. Kuo, attorney in fact for Hung-Lun (Fred) Chang
Issuer symbol
AAOI
Transactions as of
22 Oct 2024
Net transactions value
-$133,864
Form type
4
Filing time
24 Oct 2024, 16:02:11 UTC
Previous filing
24 Jul 2024
Next filing
10 Dec 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability $17,510 -946 -0.39% $18.51 241,096 22 Oct 2024 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability $25,877 -1,398 -0.58% $18.51 239,698 22 Oct 2024 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability $30,893 -1,669 -0.7% $18.51 238,029 22 Oct 2024 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability $48,459 -2,618 -1.1% $18.51 235,411 22 Oct 2024 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability $11,125 -601 -0.26% $18.51 234,810 22 Oct 2024 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on April 29, 2024.

Remarks:

*** Senior Vice President and North America General Manager