Hung-Lun (Fred) Chang - Jul 22, 2024 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
*** Senior Vice President and North America General Manager
Signature
/s/ David C. Kuo, attorney in fact for Hung-Lun (Fred) Chang
Stock symbol
AAOI
Transactions as of
Jul 22, 2024
Transactions value $
-$73,771
Form type
4
Date filed
7/24/2024, 04:02 PM
Previous filing
Jun 17, 2024
Next filing
Oct 24, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability -$9.65K -997 -0.4% $9.68 249K Jul 22, 2024 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability -$14.3K -1.47K -0.59% $9.68 247K Jul 22, 2024 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability -$17K -1.76K -0.71% $9.68 245K Jul 22, 2024 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability -$26.7K -2.76K -1.12% $9.68 243K Jul 22, 2024 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability -$6.13K -633 -0.26% $9.68 242K Jul 22, 2024 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on April 29, 2024.

Remarks:

*** Senior Vice President and North America General Manager