Hung-Lun (fred) Chang - 22 Jul 2024 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
*** Senior Vice President and North America General Manager
Signature
/s/ David C. Kuo, attorney in fact for Hung-Lun (Fred) Chang
Issuer symbol
AAOI
Transactions as of
22 Jul 2024
Net transactions value
-$73,771
Form type
4
Filing time
24 Jul 2024, 16:02:13 UTC
Previous filing
17 Jun 2024
Next filing
24 Oct 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability $9,651 -997 -0.4% $9.68 248,666 22 Jul 2024 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability $14,259 -1,473 -0.59% $9.68 247,193 22 Jul 2024 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability $17,027 -1,759 -0.71% $9.68 245,434 22 Jul 2024 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability $26,707 -2,759 -1.1% $9.68 242,675 22 Jul 2024 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability $6,127 -633 -0.26% $9.68 242,042 22 Jul 2024 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on April 29, 2024.

Remarks:

*** Senior Vice President and North America General Manager