Stefan J. Murry - 22 Oct 2024 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
Chief Financial Officer
Signature
/s/ David C. Kuo, attorney in fact for Stefan J. Murry
Issuer symbol
AAOI
Transactions as of
22 Oct 2024
Net transactions value
-$144,970
Form type
4
Filing time
24 Oct 2024, 16:02:10 UTC
Previous filing
24 Jul 2024
Next filing
22 Nov 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability $19,139 -1,034 -0.45% $18.51 227,927 22 Oct 2024 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability $25,895 -1,399 -0.61% $18.51 226,528 22 Oct 2024 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability $33,781 -1,825 -0.81% $18.51 224,703 22 Oct 2024 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability $53,846 -2,909 -1.3% $18.51 221,794 22 Oct 2024 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability $12,309 -665 -0.3% $18.51 221,129 22 Oct 2024 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on April 29, 2024.