Stefan J. Murry - Oct 22, 2024 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
Chief Financial Officer
Signature
/s/ David C. Kuo, attorney in fact for Stefan J. Murry
Stock symbol
AAOI
Transactions as of
Oct 22, 2024
Transactions value $
-$144,970
Form type
4
Date filed
10/24/2024, 04:02 PM
Previous filing
Jul 24, 2024
Next filing
Nov 22, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability -$19.1K -1.03K -0.45% $18.51 228K Oct 22, 2024 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability -$25.9K -1.4K -0.61% $18.51 227K Oct 22, 2024 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability -$33.8K -1.83K -0.81% $18.51 225K Oct 22, 2024 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability -$53.8K -2.91K -1.29% $18.51 222K Oct 22, 2024 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability -$12.3K -665 -0.3% $18.51 221K Oct 22, 2024 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on April 29, 2024.