Stefan J. Murry - 22 Jul 2024 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
Chief Financial Officer
Signature
/s/ David C. Kuo, attorney in fact for Stefan J. Murry
Issuer symbol
AAOI
Transactions as of
22 Jul 2024
Net transactions value
-$79,908
Form type
4
Filing time
24 Jul 2024, 16:02:12 UTC
Previous filing
17 Jun 2024
Next filing
24 Oct 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability $10,551 -1,090 -0.46% $9.68 236,126 22 Jul 2024 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability $14,278 -1,475 -0.62% $9.68 234,651 22 Jul 2024 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability $18,624 -1,924 -0.82% $9.68 232,727 22 Jul 2024 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability $29,669 -3,065 -1.3% $9.68 229,662 22 Jul 2024 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability $6,786 -701 -0.31% $9.68 228,961 22 Jul 2024 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on April 29, 2024.