Stefan J. Murry - Jul 22, 2024 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
Chief Financial Officer
Signature
/s/ David C. Kuo, attorney in fact for Stefan J. Murry
Stock symbol
AAOI
Transactions as of
Jul 22, 2024
Transactions value $
-$79,908
Form type
4
Date filed
7/24/2024, 04:02 PM
Previous filing
Jun 17, 2024
Next filing
Oct 24, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability -$10.6K -1.09K -0.46% $9.68 236K Jul 22, 2024 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability -$14.3K -1.48K -0.62% $9.68 235K Jul 22, 2024 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability -$18.6K -1.92K -0.82% $9.68 233K Jul 22, 2024 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability -$29.7K -3.07K -1.32% $9.68 230K Jul 22, 2024 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability -$6.79K -701 -0.31% $9.68 229K Jul 22, 2024 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on April 29, 2024.