Richard B. Black - Jun 21, 2024 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
Director
Signature
/s/ David C. Kuo, attorney in fact for Richard B. Black
Stock symbol
AAOI
Transactions as of
Jun 21, 2024
Transactions value $
$0
Form type
4
Date filed
6/25/2024, 04:02 PM
Previous filing
Jun 28, 2023
Next filing
Nov 18, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Award $0 +16.5K +9.62% $0.00 188K Jun 21, 2024 Direct F1
holding AAOI Common Stock, $.001 par value 8.16K Jun 21, 2024 By Trust for Spouse F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares are granted in the form of Restricted Stock Units (RSUs) under the Company's 2024 Board Compensation Plan. The grant vests as to 1/12th of the total number of shares on the same day every month starting on June 6, 2024, until all shares have vested.
F2 Shares held by Heather Bilandic Black Ttee dtd, of which Mr. Black's spouse is the trustee and beneficial owner.