RICHARD B. BLACK - 26 Jun 2023 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
Director
Signature
/s/ David C. Kuo, attorney in fact for Richard B. Black
Issuer symbol
AAOI
Transactions as of
26 Jun 2023
Net transactions value
$0
Form type
4
Filing time
28 Jun 2023, 16:02:49 UTC
Previous filing
29 Jun 2022
Next filing
25 Jun 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Award $0 +40,925 +31% $0.000000 171,330 26 Jun 2023 Direct F1
holding AAOI Common Stock, $.001 par value 8,162 26 Jun 2023 By Trust for Spouse F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares are granted in the form of Restricted Stock Units (RSUs) under the 2023 Board Compensation Plan. The grant vests as to 1/12th of the total number of shares on the same day every month with the first vesting on July 8, 2023, until all shares have vested.
F2 Shares held by Heather Bilandic Black Ttee dtd, of which Mr. Black's spouse is the trustee and beneficial owner.