Shu-Hua (joshua) Yeh - 22 Apr 2024 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
*** Senior Vice President and Asia General Manager
Signature
/s/ David C. Kuo, attorney in fact for Shu-Hua (Joshua) Yeh
Issuer symbol
AAOI
Transactions as of
22 Apr 2024
Net transactions value
-$86,852
Form type
4
Filing time
24 Apr 2024, 16:02:31 UTC
Previous filing
24 Jan 2024
Next filing
01 May 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability $13,041 -1,076 -0.44% $12.12 241,422 22 Apr 2024 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability $19,840 -1,637 -0.68% $12.12 239,785 22 Apr 2024 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability $23,016 -1,899 -0.79% $12.12 237,886 22 Apr 2024 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability $30,954 -2,554 -1.1% $12.12 235,332 22 Apr 2024 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.

Remarks:

*** Senior Vice President and Asia General Manager