Shu-Hua (Joshua) Yeh - Apr 22, 2024 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
*** Senior Vice President and Asia General Manager
Signature
/s/ David C. Kuo, attorney in fact for Shu-Hua (Joshua) Yeh
Stock symbol
AAOI
Transactions as of
Apr 22, 2024
Transactions value $
-$86,852
Form type
4
Date filed
4/24/2024, 04:02 PM
Previous filing
Jan 24, 2024
Next filing
May 1, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability -$13K -1.08K -0.44% $12.12 241K Apr 22, 2024 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability -$19.8K -1.64K -0.68% $12.12 240K Apr 22, 2024 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability -$23K -1.9K -0.79% $12.12 238K Apr 22, 2024 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability -$31K -2.55K -1.07% $12.12 235K Apr 22, 2024 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.

Remarks:

*** Senior Vice President and Asia General Manager