Shu-Hua (joshua) Yeh - 22 Jan 2024 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
*** Senior Vice President and Asia General Manager
Signature
/s/ David C. Kuo, attorney in fact for Shu-Hua (Joshua) Yeh
Issuer symbol
AAOI
Transactions as of
22 Jan 2024
Net transactions value
-$139,650
Form type
4
Filing time
24 Jan 2024, 16:02:24 UTC
Previous filing
18 Dec 2023
Next filing
24 Apr 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability $26,355 -1,667 -0.66% $15.81 249,664 22 Jan 2024 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability $17,012 -1,076 -0.43% $15.81 248,588 22 Jan 2024 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability $25,881 -1,637 -0.66% $15.81 246,951 22 Jan 2024 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability $30,023 -1,899 -0.77% $15.81 245,052 22 Jan 2024 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability $40,379 -2,554 -1% $15.81 242,498 22 Jan 2024 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.

Remarks:

*** Senior Vice President and Asia General Manager