Shu-Hua (Joshua) Yeh - Jan 22, 2024 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
*** Senior Vice President and Asia General Manager
Signature
/s/ David C. Kuo, attorney in fact for Shu-Hua (Joshua) Yeh
Stock symbol
AAOI
Transactions as of
Jan 22, 2024
Transactions value $
-$139,650
Form type
4
Date filed
1/24/2024, 04:02 PM
Previous filing
Dec 18, 2023
Next filing
Apr 24, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability -$26.4K -1.67K -0.66% $15.81 250K Jan 22, 2024 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability -$17K -1.08K -0.43% $15.81 249K Jan 22, 2024 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability -$25.9K -1.64K -0.66% $15.81 247K Jan 22, 2024 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability -$30K -1.9K -0.77% $15.81 245K Jan 22, 2024 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability -$40.4K -2.55K -1.04% $15.81 242K Jan 22, 2024 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.

Remarks:

*** Senior Vice President and Asia General Manager