Hung-Lun (Fred) Chang - Apr 22, 2024 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
*** Senior Vice President and North America General Manager
Signature
/s/ David C. Kuo, attorney in fact for Hung-Lun (Fred) Chang
Stock symbol
AAOI
Transactions as of
Apr 22, 2024
Transactions value $
-$91,773
Form type
4
Date filed
4/24/2024, 04:02 PM
Previous filing
Jan 24, 2024
Next filing
May 1, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability -$13.1K -1.08K -0.52% $12.12 206K Apr 22, 2024 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability -$19.3K -1.6K -0.77% $12.12 205K Apr 22, 2024 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability -$23.1K -1.91K -0.93% $12.12 203K Apr 22, 2024 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability -$36.2K -2.99K -1.47% $12.12 200K Apr 22, 2024 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.

Remarks:

*** Senior Vice President and North America General Manager