Hung-Lun (fred) Chang - 22 Apr 2024 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
*** Senior Vice President and North America General Manager
Signature
/s/ David C. Kuo, attorney in fact for Hung-Lun (Fred) Chang
Issuer symbol
AAOI
Transactions as of
22 Apr 2024
Net transactions value
-$91,773
Form type
4
Filing time
24 Apr 2024, 16:02:25 UTC
Previous filing
24 Jan 2024
Next filing
01 May 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability $13,090 -1,080 -0.52% $12.12 206,329 22 Apr 2024 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability $19,344 -1,596 -0.77% $12.12 204,733 22 Apr 2024 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability $23,101 -1,906 -0.93% $12.12 202,827 22 Apr 2024 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability $36,239 -2,990 -1.5% $12.12 199,837 22 Apr 2024 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.

Remarks:

*** Senior Vice President and North America General Manager