Hung-Lun (Fred) Chang - Jan 22, 2024 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
*** Senior Vice President and North America General Manager
Signature
/s/ David C. Kuo, attorney in fact for Hung-Lun (Fred) Chang
Stock symbol
AAOI
Transactions as of
Jan 22, 2024
Transactions value $
-$144,662
Form type
4
Date filed
1/24/2024, 04:01 PM
Previous filing
Jan 9, 2024
Next filing
Apr 24, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability -$24.9K -1.58K -0.73% $15.81 215K Jan 22, 2024 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability -$17.1K -1.08K -0.5% $15.81 214K Jan 22, 2024 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability -$25.2K -1.6K -0.75% $15.81 212K Jan 22, 2024 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability -$30.1K -1.91K -0.9% $15.81 210K Jan 22, 2024 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability -$47.3K -2.99K -1.42% $15.81 207K Jan 22, 2024 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.

Remarks:

*** Senior Vice President and North America General Manager