Hung-Lun (fred) Chang - 22 Jan 2024 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
*** Senior Vice President and North America General Manager
Signature
/s/ David C. Kuo, attorney in fact for Hung-Lun (Fred) Chang
Issuer symbol
AAOI
Transactions as of
22 Jan 2024
Net transactions value
-$144,662
Form type
4
Filing time
24 Jan 2024, 16:01:08 UTC
Previous filing
09 Jan 2024
Next filing
24 Apr 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability $24,948 -1,578 -0.73% $15.81 214,981 22 Jan 2024 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability $17,075 -1,080 -0.5% $15.81 213,901 22 Jan 2024 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability $25,233 -1,596 -0.75% $15.81 212,305 22 Jan 2024 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability $30,134 -1,906 -0.9% $15.81 210,399 22 Jan 2024 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability $47,272 -2,990 -1.4% $15.81 207,409 22 Jan 2024 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.

Remarks:

*** Senior Vice President and North America General Manager