Robert J. Mears - Dec 1, 2023 Form 4 Insider Report for Atomera Inc (ATOM)

Role: Chief Technology Officer
Signature: /s/ by Mindi Zimmer, as Attorney-in-Fact For: Robert J. Mears
Stock symbol: ATOM
Transactions as of: Dec 1, 2023
Transactions value $: -$49,816
Form type: 4
Date filed: 12/5/2023, 04:01 PM
Previous filing: Sep 18, 2023
Next filing: Feb 22, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	ATOM	Common Stock	Sale	-$1.21K	-181	-0.15%	$6.67	120K	Dec 1, 2023	Direct	F1
transaction	ATOM	Common Stock	Sale	-$2.54K	-381	-0.32%	$6.67	119K	Dec 1, 2023	Direct
transaction	ATOM	Common Stock	Sale	-$9.65K	-1.45K	-1.21%	$6.67	118K	Dec 1, 2023	Direct	F1
transaction	ATOM	Common Stock	Sale	-$5.16K	-773	-0.66%	$6.67	117K	Dec 1, 2023	Direct	F1
transaction	ATOM	Common Stock	Options Exercise	$11.2K	+2.88K	+2.46%	$3.90	120K	Dec 1, 2023	Direct	F2
transaction	ATOM	Common Stock	Sale	-$19.2K	-2.88K	-2.4%	$6.67	117K	Dec 1, 2023	Direct	F2
transaction	ATOM	Common Stock	Sale	-$23.3K	-3.25K	-2.78%	$7.16	114K	Dec 4, 2023	Direct	F2
holding	ATOM	Common Stock						2.67K	Dec 1, 2023	by Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	ATOM	Stock Option (right to buy)	Options Exercise	$0	-2.88K	-10.7%	$0.00	24K	Dec 1, 2023	Common Stock	2.88K	$3.90	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.
F2	This transaction is part of a 10b5-1 plan adopted on June 16, 2023 by the Reporting Person.

Content

Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.

This transaction is part of a 10b5-1 plan adopted on June 16, 2023 by the Reporting Person.