Robert J. Mears - Sep 15, 2023 Form 4 Insider Report for Atomera Inc (ATOM)

Signature
/s/ by Mindi Zimmer, as Attorney-in-Fact For: Robert J. Mears
Stock symbol
ATOM
Transactions as of
Sep 15, 2023
Transactions value $
-$37,498
Form type
4
Date filed
9/18/2023, 04:01 PM
Previous filing
Sep 5, 2023
Next filing
Dec 5, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ATOM Common Stock Options Exercise $39K +10K +8.12% $3.90 133K Sep 15, 2023 Direct F1
transaction ATOM Common Stock Sale -$57.5K -10K -7.51% $5.75 123K Sep 15, 2023 Direct F1
transaction ATOM Common Stock Sale -$19K -3.3K -2.68% $5.75 120K Sep 15, 2023 Direct F1
holding ATOM Common Stock 2.67K Sep 15, 2023 by Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ATOM Stock Option (right to buy) Options Exercise $0 -10K -27.08% $0.00 26.9K Sep 15, 2023 Common Stock 10K $3.90 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 This transaction is part of a 10b5-1 plan adopted on June 16, 2023 by the Reporting Person