Chih-Hsiang (Thompson) Lin - Apr 24, 2023 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
President and CEO, Director
Signature
/s/ David C. Kuo, attorney in fact for Chih-Hsiang (Thompson) Lin
Stock symbol
AAOI
Transactions as of
Apr 24, 2023
Transactions value $
-$37,741
Form type
4
Date filed
4/26/2023, 04:04 PM
Previous filing
Jan 25, 2023
Next filing
Jun 28, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability -$9.82K -4.59K -0.52% $2.14* 873K Apr 24, 2023 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability -$6.65K -3.11K -0.36% $2.14* 870K Apr 24, 2023 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability -$9.54K -4.46K -0.51% $2.14* 866K Apr 24, 2023 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability -$11.7K -5.48K -0.63% $2.14* 860K Apr 24, 2023 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.