Chih-Hsiang (thompson) Lin - 24 Apr 2023 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
President and CEO, Director
Signature
/s/ David C. Kuo, attorney in fact for Chih-Hsiang (Thompson) Lin
Issuer symbol
AAOI
Transactions as of
24 Apr 2023
Net transactions value
-$37,741
Form type
4
Filing time
26 Apr 2023, 16:04:07 UTC
Previous filing
25 Jan 2023
Next filing
28 Jun 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability $9,816 -4,587 -0.52% $2.14* 873,441 24 Apr 2023 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability $6,651 -3,108 -0.36% $2.14* 870,333 24 Apr 2023 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability $9,542 -4,459 -0.51% $2.14* 865,874 24 Apr 2023 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability $11,731 -5,482 -0.63% $2.14* 860,392 24 Apr 2023 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.