Chih-Hsiang (Thompson) Lin - 23 Jan 2023 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
President and CEO, Director
Signature
/s/ David C. Kuo, attorney in fact for Chih-Hsiang (Thompson) Lin
Issuer symbol
AAOI
Transactions as of
23 Jan 2023
Transactions value $
-$36,328
Form type
4
Filing time
25 Jan 2023, 15:01:25 UTC
Previous filing
08 Nov 2022
Next filing
26 Apr 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability -$3.65K -1.65K -0.18% $2.21* 893K 23 Jan 2023 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability -$8.5K -3.85K -0.43% $2.21* 889K 23 Jan 2023 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability -$5.76K -2.61K -0.29% $2.21* 886K 23 Jan 2023 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability -$8.26K -3.74K -0.42% $2.21* 883K 23 Jan 2023 Direct F4
transaction AAOI Common Stock, $.001 par value Tax liability -$10.2K -4.6K -0.52% $2.21* 878K 23 Jan 2023 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 12, 2019.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F5 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.