Chih-Hsiang (thompson) Lin - 23 Jan 2023 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
President and CEO, Director
Signature
/s/ David C. Kuo, attorney in fact for Chih-Hsiang (Thompson) Lin
Issuer symbol
AAOI
Transactions as of
23 Jan 2023
Net transactions value
-$36,328
Form type
4
Filing time
25 Jan 2023, 15:01:25 UTC
Previous filing
08 Nov 2022
Next filing
26 Apr 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability $3,651 -1,652 -0.18% $2.21* 892,814 23 Jan 2023 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability $8,500 -3,846 -0.43% $2.21* 888,968 23 Jan 2023 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability $5,759 -2,606 -0.29% $2.21* 886,362 23 Jan 2023 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability $8,261 -3,738 -0.42% $2.21* 882,624 23 Jan 2023 Direct F4
transaction AAOI Common Stock, $.001 par value Tax liability $10,157 -4,596 -0.52% $2.21* 878,028 23 Jan 2023 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 12, 2019.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F5 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.