Stefan J. Murry - 01 Feb 2023 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role: Chief Financial Officer
Signature: /s/ David C. Kuo, attorney in fact for Stefan J. Murry
Issuer symbol: AAOI
Transactions as of: 01 Feb 2023
Net transactions value: -$11,718
Form type: 4
Filing time: 03 Feb 2023, 15:01:11 UTC
Previous filing: 25 Jan 2023
Next filing: 21 Feb 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AAOI	Common Stock, $.001 par value	Sale	$11,718	-4,600	-2.3%	$2.55^*	192,859	01 Feb 2023	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 16, 2022. The shares were sold in multiple transactions on February 1, 2023 at actual sale prices ranging from $2.50 to $2.59 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold during each transaction.

Content

These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 16, 2022. The shares were sold in multiple transactions on February 1, 2023 at actual sale prices ranging from $2.50 to $2.59 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold during each transaction.