Stefan J. Murry - Feb 1, 2023 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role: Chief Financial Officer
Signature: /s/ David C. Kuo, attorney in fact for Stefan J. Murry
Stock symbol: AAOI
Transactions as of: Feb 1, 2023
Transactions value $: -$11,719
Form type: 4
Date filed: 2/3/2023, 03:01 PM
Previous filing: Jan 25, 2023
Next filing: Feb 21, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AAOI	Common Stock, $.001 par value	Sale	-$11.7K	-4.6K	-2.33%	$2.55^*	193K	Feb 1, 2023	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 16, 2022. The shares were sold in multiple transactions on February 1, 2023 at actual sale prices ranging from $2.50 to $2.59 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold during each transaction.

Content

These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 16, 2022. The shares were sold in multiple transactions on February 1, 2023 at actual sale prices ranging from $2.50 to $2.59 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold during each transaction.