Stefan J. Murry - 23 Jan 2023 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
Chief Financial Officer
Signature
/s/ David C. Kuo, attorney in fact for Stefan J. Murry
Issuer symbol
AAOI
Transactions as of
23 Jan 2023
Net transactions value
-$10,102
Form type
4
Filing time
25 Jan 2023, 15:01:16 UTC
Previous filing
19 Jan 2023
Next filing
03 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability $601 -272 -0.13% $2.21* 201,758 23 Jan 2023 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability $2,506 -1,134 -0.56% $2.21* 200,624 23 Jan 2023 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability $1,702 -770 -0.38% $2.21* 199,854 23 Jan 2023 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability $2,298 -1,040 -0.52% $2.21* 198,814 23 Jan 2023 Direct F4
transaction AAOI Common Stock, $.001 par value Tax liability $2,995 -1,355 -0.68% $2.21* 197,459 23 Jan 2023 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 12, 2019.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F5 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.