Stefan J. Murry - Jan 23, 2023 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
Chief Financial Officer
Signature
/s/ David C. Kuo, attorney in fact for Stefan J. Murry
Stock symbol
AAOI
Transactions as of
Jan 23, 2023
Transactions value $
-$10,102
Form type
4
Date filed
1/25/2023, 03:01 PM
Previous filing
Jan 19, 2023
Next filing
Feb 3, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability -$601 -272 -0.13% $2.21* 202K Jan 23, 2023 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability -$2.51K -1.13K -0.56% $2.21* 201K Jan 23, 2023 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability -$1.7K -770 -0.38% $2.21* 200K Jan 23, 2023 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability -$2.3K -1.04K -0.52% $2.21* 199K Jan 23, 2023 Direct F4
transaction AAOI Common Stock, $.001 par value Tax liability -$2.99K -1.36K -0.68% $2.21* 197K Jan 23, 2023 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 12, 2019.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F5 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.