Stefan J. Murry - 13 Dec 2022 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
Chief Financial Officer
Signature
/s/ David C. Kuo, attorney in fact for Stefan J. Murry
Issuer symbol
AAOI
Transactions as of
13 Dec 2022
Net transactions value
-$32,601
Form type
4
Filing time
15 Dec 2022, 15:02:04 UTC
Previous filing
26 Oct 2022
Next filing
19 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Sale $9,354 -4,349 -2% $2.15* 217,081 13 Dec 2022 Direct F1
transaction AAOI Common Stock, $.001 par value Sale $23,247 -10,651 -4.9% $2.18* 206,430 14 Dec 2022 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales were sold in multiple transactions on December 13, 2022 at actual sale prices ranging from $2.15 to $2.155 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold during each transaction.
F2 The sales were sold in multiple transactions on December 14, 2022 at actual sale prices ranging from $2.15 to $2.20 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold during each transaction.