Stefan J. Murry - Oct 24, 2022 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
Chief Financial Officer
Signature
/s/ David C. Kuo, attorney in fact for Stefan J. Murry
Stock symbol
AAOI
Transactions as of
Oct 24, 2022
Transactions value $
-$16,985
Form type
4
Date filed
10/26/2022, 04:02 PM
Previous filing
Oct 19, 2022
Next filing
Dec 15, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability -$1K -366 -0.16% $2.74* 227K Oct 24, 2022 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability -$4.22K -1.54K -0.68% $2.74* 226K Oct 24, 2022 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability -$2.86K -1.04K -0.46% $2.74* 225K Oct 24, 2022 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability -$3.87K -1.41K -0.63% $2.74* 223K Oct 24, 2022 Direct F4
transaction AAOI Common Stock, $.001 par value Tax liability -$5.04K -1.84K -0.82% $2.74* 221K Oct 24, 2022 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 12, 2019.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F5 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.