Stefan J. Murry - 24 Oct 2022 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
Chief Financial Officer
Signature
/s/ David C. Kuo, attorney in fact for Stefan J. Murry
Issuer symbol
AAOI
Transactions as of
24 Oct 2022
Net transactions value
-$16,985
Form type
4
Filing time
26 Oct 2022, 16:02:49 UTC
Previous filing
19 Oct 2022
Next filing
15 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability $1,003 -366 -0.16% $2.74* 227,263 24 Oct 2022 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability $4,217 -1,539 -0.68% $2.74* 225,724 24 Oct 2022 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability $2,861 -1,044 -0.46% $2.74* 224,680 24 Oct 2022 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability $3,866 -1,411 -0.63% $2.74* 223,269 24 Oct 2022 Direct F4
transaction AAOI Common Stock, $.001 par value Tax liability $5,039 -1,839 -0.82% $2.74* 221,430 24 Oct 2022 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 12, 2019.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F5 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.