Chih-Hsiang (thompson) Lin - 24 Oct 2022 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
President and CEO, Director
Signature
/s/ David C. Kuo, attorney in fact for Chih-Hsiang (Thompson) Lin
Issuer symbol
AAOI
Transactions as of
24 Oct 2022
Net transactions value
-$54,759
Form type
4
Filing time
26 Oct 2022, 16:02:16 UTC
Previous filing
26 Jul 2022
Next filing
08 Nov 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability $5,499 -2,007 -0.23% $2.74* 868,001 24 Oct 2022 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability $12,812 -4,676 -0.54% $2.74* 863,325 24 Oct 2022 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability $8,680 -3,168 -0.37% $2.74* 860,157 24 Oct 2022 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability $12,453 -4,545 -0.53% $2.74* 855,612 24 Oct 2022 Direct F4
transaction AAOI Common Stock, $.001 par value Tax liability $15,314 -5,589 -0.65% $2.74* 850,023 24 Oct 2022 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 12, 2019.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F5 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.