Chih-Hsiang (Thompson) Lin - Jul 22, 2022 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
President and CEO, Director
Signature
/s/ David C. Kuo, attorney in fact for Chih-Hsiang (Thompson) Lin
Stock symbol
AAOI
Transactions as of
Jul 22, 2022
Transactions value $
-$51,755
Form type
4
Date filed
7/26/2022, 04:05 PM
Previous filing
Jun 29, 2022
Next filing
Oct 26, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability -$3.58K -1.97K -0.22% $1.82* 893K Jul 22, 2022 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability -$8.32K -4.57K -0.51% $1.82* 888K Jul 22, 2022 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability -$5.64K -3.1K -0.35% $1.82* 885K Jul 22, 2022 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability -$8.09K -4.45K -0.5% $1.82* 881K Jul 22, 2022 Direct F4
transaction AAOI Common Stock, $.001 par value Tax liability -$9.95K -5.47K -0.62% $1.82* 875K Jul 22, 2022 Direct F5
transaction AAOI Common Stock, $.001 par value Tax liability -$16.2K -5.46K -0.62% $2.96* 870K Jul 25, 2022 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 12, 2019.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F5 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F6 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.