Chih-Hsiang (Thompson) Lin - 22 Jul 2022 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
President and CEO, Director
Signature
/s/ David C. Kuo, attorney in fact for Chih-Hsiang (Thompson) Lin
Issuer symbol
AAOI
Transactions as of
22 Jul 2022
Net transactions value
-$51,755
Form type
4
Filing time
26 Jul 2022, 16:05:04 UTC
Previous filing
29 Jun 2022
Next filing
26 Oct 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability $3,576 -1,965 -0.22% $1.82* 893,058 22 Jul 2022 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability $8,325 -4,574 -0.51% $1.82* 888,484 22 Jul 2022 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability $5,642 -3,100 -0.35% $1.82* 885,384 22 Jul 2022 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability $8,094 -4,447 -0.5% $1.82* 880,937 22 Jul 2022 Direct F4
transaction AAOI Common Stock, $.001 par value Tax liability $9,948 -5,466 -0.62% $1.82* 875,471 22 Jul 2022 Direct F5
transaction AAOI Common Stock, $.001 par value Tax liability $16,170 -5,463 -0.62% $2.96* 870,008 25 Jul 2022 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 12, 2019.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F5 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F6 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.