David C. Kuo - Oct 24, 2022 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role: General Counsel and Secretary
Signature: /s/ David C. Kuo
Stock symbol: AAOI
Transactions as of: Oct 24, 2022
Transactions value $: -$10,185
Form type: 4
Date filed: 10/26/2022, 04:01 PM
Previous filing: Jul 26, 2022
Next filing: Dec 12, 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AAOI	Common Stock, $.001 par value	Tax liability	-$573	-209	-0.16%	$2.74^*	129K	Oct 24, 2022	Direct	F1
transaction	AAOI	Common Stock, $.001 par value	Tax liability	-$2.54K	-926	-0.72%	$2.74^*	128K	Oct 24, 2022	Direct	F2
transaction	AAOI	Common Stock, $.001 par value	Tax liability	-$1.67K	-610	-0.48%	$2.74^*	128K	Oct 24, 2022	Direct	F3
transaction	AAOI	Common Stock, $.001 par value	Tax liability	-$2.46K	-899	-0.7%	$2.74^*	127K	Oct 24, 2022	Direct	F4
transaction	AAOI	Common Stock, $.001 par value	Tax liability	-$2.94K	-1.07K	-0.85%	$2.74^*	126K	Oct 24, 2022	Direct	F5

Showing 1 to 5 of 5 entries

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 12, 2019.
F2	Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F3	Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F4	Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F5	Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.