David C. Kuo - Jul 22, 2022 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
General Counsel and Secretary
Signature
/s/ David C. Kuo
Stock symbol
AAOI
Transactions as of
Jul 22, 2022
Transactions value $
-$9,740
Form type
4
Date filed
7/26/2022, 04:04 PM
Previous filing
Jun 29, 2022
Next filing
Oct 26, 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability -$379 -208 -0.15% $1.82* 134K Jul 22, 2022 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability -$1.65K -907 -0.68% $1.82* 133K Jul 22, 2022 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability -$1.09K -599 -0.45% $1.82* 133K Jul 22, 2022 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability -$1.61K -882 -0.67% $1.82* 132K Jul 22, 2022 Direct F4
transaction AAOI Common Stock, $.001 par value Tax liability -$1.91K -1.05K -0.8% $1.82* 131K Jul 22, 2022 Direct F5
transaction AAOI Common Stock, $.001 par value Tax liability -$3.1K -1.05K -0.8% $2.96* 130K Jul 25, 2022 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 12, 2019.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F5 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F6 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.