Key facts
- This page summarizes David C. Kuo's Form 4 filing for APPLIED OPTOELECTRONICS, INC. (AAOI).
- 6 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 26 Jul 2022, 16:04.
David C. Kuo - 22 Jul 2022 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)
- Reporting relationship
- General Counsel and Secretary
- Issuer ticker
- AAOI
- Reported as of
- 22 Jul 2022
- Net transaction value
- -$9,740
- SEC form
- 4
- Accepted by SEC
- 26 Jul 2022, 16:04:45 UTC
- Prior SEC filing
- 29 Jun 2022
- Next SEC filing
- 26 Oct 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ David C. Kuo
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
David C. Kuo filed Form 4 for APPLIED OPTOELECTRONICS, INC. (AAOI) on 26 Jul 2022.
Change
- Previous filing in this sequence was filed on 29 Jun 2022.
- Current net transaction value: -$9,740.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
AAOI
transaction
Common Stock, $.001 par value
Tax liability
- Transaction value
- $379
- Shares
- -208
- Change %
- -0.15%
- Price
- $1.82*
- Shares after
- 134,030
- Date
- 22 Jul 2022
- Ownership
- Direct
- Footnotes
- F1
AAOI
transaction
Common Stock, $.001 par value
Tax liability
- Transaction value
- $1,651
- Shares
- -907
- Change %
- -0.68%
- Price
- $1.82*
- Shares after
- 133,123
- Date
- 22 Jul 2022
- Ownership
- Direct
- Footnotes
- F2
AAOI
transaction
Common Stock, $.001 par value
Tax liability
- Transaction value
- $1,090
- Shares
- -599
- Change %
- -0.45%
- Price
- $1.82*
- Shares after
- 132,524
- Date
- 22 Jul 2022
- Ownership
- Direct
- Footnotes
- F3
AAOI
transaction
Common Stock, $.001 par value
Tax liability
- Transaction value
- $1,605
- Shares
- -882
- Change %
- -0.67%
- Price
- $1.82*
- Shares after
- 131,642
- Date
- 22 Jul 2022
- Ownership
- Direct
- Footnotes
- F4
AAOI
transaction
Common Stock, $.001 par value
Tax liability
- Transaction value
- $1,913
- Shares
- -1,051
- Change %
- -0.8%
- Price
- $1.82*
- Shares after
- 130,591
- Date
- 22 Jul 2022
- Ownership
- Direct
- Footnotes
- F5
AAOI
transaction
Common Stock, $.001 par value
Tax liability
- Transaction value
- $3,102
- Shares
- -1,048
- Change %
- -0.8%
- Price
- $2.96*
- Shares after
- 129,543
- Date
- 25 Jul 2022
- Ownership
- Direct
- Footnotes
- F6
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 6 footnotes
Footnote F1
Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 12, 2019.
Footnote F2
Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
Footnote F3
Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
Footnote F4
Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
Footnote F5
Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
Footnote F6
Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.