Hung-Lun (fred) Chang - 24 Oct 2022 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
*** Senior Vice President and North America General Manager
Signature
/s/ David C. Kuo, attorney in fact for Hung-Lun (Fred) Chang
Issuer symbol
AAOI
Transactions as of
24 Oct 2022
Net transactions value
-$15,191
Form type
4
Filing time
26 Oct 2022, 16:01:34 UTC
Previous filing
26 Jul 2022
Next filing
14 Nov 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability $904 -330 -0.14% $2.74* 230,546 24 Oct 2022 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability $3,658 -1,335 -0.58% $2.74* 229,211 24 Oct 2022 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability $2,510 -916 -0.4% $2.74* 228,295 24 Oct 2022 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability $3,702 -1,351 -0.59% $2.74* 226,944 24 Oct 2022 Direct F4
transaction AAOI Common Stock, $.001 par value Tax liability $4,417 -1,612 -0.71% $2.74* 225,332 24 Oct 2022 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 12, 2019.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F5 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.

Remarks:

*** Senior Vice President and North America General Manager