Hung-Lun (Fred) Chang - Oct 24, 2022 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
*** Senior Vice President and North America General Manager
Signature
/s/ David C. Kuo, attorney in fact for Hung-Lun (Fred) Chang
Stock symbol
AAOI
Transactions as of
Oct 24, 2022
Transactions value $
-$15,191
Form type
4
Date filed
10/26/2022, 04:01 PM
Previous filing
Jul 26, 2022
Next filing
Nov 14, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability -$904 -330 -0.14% $2.74* 231K Oct 24, 2022 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability -$3.66K -1.34K -0.58% $2.74* 229K Oct 24, 2022 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability -$2.51K -916 -0.4% $2.74* 228K Oct 24, 2022 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability -$3.7K -1.35K -0.59% $2.74* 227K Oct 24, 2022 Direct F4
transaction AAOI Common Stock, $.001 par value Tax liability -$4.42K -1.61K -0.71% $2.74* 225K Oct 24, 2022 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 12, 2019.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F5 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.

Remarks:

*** Senior Vice President and North America General Manager