Hung-Lun (fred) Chang - 22 Jul 2022 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
Officer
Signature
/s/ David C. Kuo, attorney in fact for Hung-Lun (Fred) Chang
Issuer symbol
AAOI
Transactions as of
22 Jul 2022
Net transactions value
-$14,518
Form type
4
Filing time
26 Jul 2022, 16:04:20 UTC
Previous filing
29 Jun 2022
Next filing
26 Oct 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability $590 -324 -0.14% $1.82* 237,544 22 Jul 2022 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability $2,375 -1,305 -0.55% $1.82* 236,239 22 Jul 2022 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability $1,631 -896 -0.38% $1.82* 235,343 22 Jul 2022 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability $2,402 -1,320 -0.56% $1.82* 234,023 22 Jul 2022 Direct F4
transaction AAOI Common Stock, $.001 par value Tax liability $2,866 -1,575 -0.67% $1.82* 232,448 22 Jul 2022 Direct F5
transaction AAOI Common Stock, $.001 par value Tax liability $4,653 -1,572 -0.68% $2.96* 230,876 25 Jul 2022 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 12, 2019.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F5 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F6 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.