Hung-Lun (Fred) Chang - Jul 22, 2022 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
Officer
Signature
/s/ David C. Kuo, attorney in fact for Hung-Lun (Fred) Chang
Stock symbol
AAOI
Transactions as of
Jul 22, 2022
Transactions value $
-$14,518
Form type
4
Date filed
7/26/2022, 04:04 PM
Previous filing
Jun 29, 2022
Next filing
Oct 26, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability -$590 -324 -0.14% $1.82* 238K Jul 22, 2022 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability -$2.38K -1.31K -0.55% $1.82* 236K Jul 22, 2022 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability -$1.63K -896 -0.38% $1.82* 235K Jul 22, 2022 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability -$2.4K -1.32K -0.56% $1.82* 234K Jul 22, 2022 Direct F4
transaction AAOI Common Stock, $.001 par value Tax liability -$2.87K -1.58K -0.67% $1.82* 232K Jul 22, 2022 Direct F5
transaction AAOI Common Stock, $.001 par value Tax liability -$4.65K -1.57K -0.68% $2.96* 231K Jul 25, 2022 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 12, 2019.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F5 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F6 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.