Shu-Hua (joshua) Yeh - 22 Apr 2022 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
*** Senior Vice President and Asia General Manager
Signature
/s/ David C. Kuo, attorney in fact for Shu-Hua (Joshua) Yeh
Issuer symbol
AAOI
Transactions as of
22 Apr 2022
Net transactions value
$0
Form type
4
Filing time
26 Apr 2022, 16:05:10 UTC
Previous filing
26 Jan 2022
Next filing
29 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability $0 -413 -0.18% $0.000000 223,032 22 Apr 2022 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability $0 -1,670 -0.75% $0.000000 221,362 22 Apr 2022 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability $0 -1,080 -0.49% $0.000000 220,282 22 Apr 2022 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability $0 -1,641 -0.74% $0.000000 218,641 22 Apr 2022 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 12, 2019.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.

Remarks:

*** Senior Vice President and Asia General Manager