Shu-Hua (joshua) Yeh - 24 Jan 2022 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
*** Senior Vice President and Asia General Manager
Signature
/s/ David C. Kuo, attorney in fact for Shu-Hua (Joshua) Yeh
Issuer symbol
AAOI
Transactions as of
24 Jan 2022
Net transactions value
$0
Form type
4
Filing time
26 Jan 2022, 15:18:26 UTC
Previous filing
26 Oct 2021
Next filing
26 Apr 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock $.001 par value Tax liability $0 -640 -0.28% $0.000000 228,245 24 Jan 2022 Direct F1
transaction AAOI Common Stock $.001 par value Tax liability $0 -412 -0.18% $0.000000 227,833 24 Jan 2022 Direct F2
transaction AAOI Common Stock $.001 par value Tax liability $0 -1,669 -0.73% $0.000000 226,164 24 Jan 2022 Direct F3
transaction AAOI Common Stock $.001 par value Tax liability $0 -1,079 -0.48% $0.000000 225,085 24 Jan 2022 Direct F4
transaction AAOI Common Stock $.001 par value Tax liability $0 -1,640 -0.73% $0.000000 223,445 24 Jan 2022 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 6, 2018.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 12, 2019.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F5 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.

Remarks:

*** Senior Vice President and Asia General Manager