Joseph S. Spence Jr. - 11 Feb 2022 Form 3 Insider Report for Vivakor, Inc. (VIVK)

Role
Director
Signature
/s/ Matthew Nicosia, Attorney-in-Fact for Joseph Spence
Issuer symbol
VIVK
Transactions as of
11 Feb 2022
Net transactions value
$0
Form type
3
Filing time
28 Feb 2022, 20:30:33 UTC
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding VIVK Common Stock 3,334 11 Feb 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding VIVK Option to purchase Common Stock 11 Feb 2022 Common Stock 33,333 $12.00 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of common stock, par value $0.001 per share (the "Common Stock").
F2 8,333 options to purchase Common Stock (the "Options") of Vivkaor, Inc. vested on November 1, 2020 (the "Grant Date"). The remaining 25,000 Options vest ratably at a rate of 33.3% annually beginning on the first anniversary of the Grant Date.

Remarks:

Exhibit 24 - Power of Attorney