Claudia Goldfarb - Dec 31, 2021 Form 4 Insider Report for Sow Good Inc. (SOWG)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
/s/ Claudia Goldfarb
Stock symbol
SOWG
Transactions as of
Dec 31, 2021
Transactions value $
$0
Form type
4
Date filed
1/5/2022, 03:02 PM
Previous filing
Dec 10, 2021
Next filing
Mar 28, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SOWG Warrant (right to buy) Purchase $0 +225K $0.00 225K Dec 31, 2021 Common Stock 225K $2.21 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Warrants issued in connection with issuer's private placement of 8% promissory notes at a ratio of 15,000 warrants per $100,000 purchase of in promissory notes.
F2 Mrs. Claudia Goldfarb is a director and the Chief Executive Officer of the Issuer. Mrs. Goldfarb's spouse, Ira Goldfarb, is the Managing Member of S-FDF, LLC and exercises voting and dispositive power over the shares held by S-FDF, LLC, a 10% owner of the Issuer. Mrs. Goldfarb shares pecuniary interest of the shares held by S-FDF with her spouse. The Warrants were purchased as joint tenants with Mr. Goldfarb's spouse, who is also a reporting person, and over which they share control and pecuniary interest.