Hung-Lun (Fred) Chang - Oct 22, 2021 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
*** Senior Vice President and North America General Manager
Signature
/s/ David C. Kuo, attorney in fact for Hung-Lun (Fred) Chang
Stock symbol
AAOI
Transactions as of
Oct 22, 2021
Transactions value $
$0
Form type
4
Date filed
10/26/2021, 04:03 PM
Previous filing
Jul 26, 2021
Next filing
Jan 26, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability $0 -550 -0.31% $0.00 179K Oct 22, 2021 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability $0 -346 -0.19% $0.00 179K Oct 22, 2021 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability $0 -1.42K -0.79% $0.00 178K Oct 22, 2021 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability $0 -969 -0.55% $0.00 177K Oct 22, 2021 Direct F4
transaction AAOI Common Stock, $.001 par value Tax liability $0 -1.43K -0.81% $0.00 175K Oct 22, 2021 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 6, 2018.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 12, 2019.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F5 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.

Remarks:

*** Senior Vice President and North America General Manager