Hung-Lun (fred) Chang - 22 Oct 2021 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
*** Senior Vice President and North America General Manager
Signature
/s/ David C. Kuo, attorney in fact for Hung-Lun (Fred) Chang
Issuer symbol
AAOI
Transactions as of
22 Oct 2021
Net transactions value
$0
Form type
4
Filing time
26 Oct 2021, 16:03:49 UTC
Previous filing
26 Jul 2021
Next filing
26 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability $0 -550 -0.31% $0.000000 179,411 22 Oct 2021 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability $0 -346 -0.19% $0.000000 179,065 22 Oct 2021 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability $0 -1,415 -0.79% $0.000000 177,650 22 Oct 2021 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability $0 -969 -0.55% $0.000000 176,681 22 Oct 2021 Direct F4
transaction AAOI Common Stock, $.001 par value Tax liability $0 -1,432 -0.81% $0.000000 175,249 22 Oct 2021 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 6, 2018.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 12, 2019.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F5 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.

Remarks:

*** Senior Vice President and North America General Manager