Hung-Lun (Fred) Chang - Jul 22, 2021 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
*** Senior Vice President and North America General Manager
Signature
/s/ David C. Kuo, attorney in fact for Hung-Lun (Fred) Chang
Stock symbol
AAOI
Transactions as of
Jul 22, 2021
Transactions value $
$0
Form type
4
Date filed
7/26/2021, 04:01 PM
Previous filing
Jun 15, 2021
Next filing
Oct 26, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability $0 -542 -0.29% $0.00 185K Jul 22, 2021 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability $0 -341 -0.18% $0.00 184K Jul 22, 2021 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability $0 -1.39K -0.76% $0.00 183K Jul 22, 2021 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability $0 -1.41K -0.77% $0.00 181K Jul 22, 2021 Direct F4
transaction AAOI Common Stock, $.001 par value Tax liability $0 -1.41K -0.78% $0.00 180K Jul 23, 2021 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 6, 2018.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 12, 2019.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F5 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.

Remarks:

*** Senior Vice President and North America General Manager