Hung-Lun (fred) Chang - 22 Jul 2021 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
*** Senior Vice President and North America General Manager
Signature
/s/ David C. Kuo, attorney in fact for Hung-Lun (Fred) Chang
Issuer symbol
AAOI
Transactions as of
22 Jul 2021
Net transactions value
$0
Form type
4
Filing time
26 Jul 2021, 16:01:22 UTC
Previous filing
21 Jun 2021
Next filing
26 Oct 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability $0 -542 -0.29% $0.000000 184,513 22 Jul 2021 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability $0 -341 -0.18% $0.000000 184,172 22 Jul 2021 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability $0 -1,393 -0.76% $0.000000 182,779 22 Jul 2021 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability $0 -1,409 -0.77% $0.000000 181,370 22 Jul 2021 Direct F4
transaction AAOI Common Stock, $.001 par value Tax liability $0 -1,409 -0.78% $0.000000 179,961 23 Jul 2021 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 6, 2018.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 12, 2019.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F5 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.

Remarks:

*** Senior Vice President and North America General Manager