Claudia Goldfarb - Oct 7, 2021 Form 4 Insider Report for Sow Good Inc. (SOWG)

Role
Chief Executive Officer(1), Director, 10%+ Owner
Signature
/s/ Claudia Goldfarb
Stock symbol
SOWG
Transactions as of
Oct 7, 2021
Transactions value $
$0
Form type
4
Date filed
10/8/2021, 07:58 AM
Previous filing
Sep 30, 2021
Next filing
Nov 9, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SOWG COMMON STOCK Award $0 +5.54K +0.32% $0.00 1.75M Oct 7, 2021 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Mrs. Claudia Goldfarb is a director and the Chief Executive Officer of the Issuer. Mrs. Goldfarb's employment agreement, as amended, provides for compensation paid in part in common stock on a monthly basis. Mrs. Goldfarb's spouse, Ira Goldfarb, as the Managing Member of S-FDF, LLC and exercises voting and dispositive power over the shares held by S-FDF, LLC, a 10% owner of the Issuer. Mrs. Goldfarb shares pecuniary interest of the shares held by S-FDF with her spouse.
F2 The securities triggering reporting under this Form 4 were issued to Mrs. Goldfarb in her individual capacity.
F3 Including indirect beneficial ownership of 1,620,973 shares held by S-FDF, LLC over which Mrs. Goldfarb and her spouse Ira Goldfarb (who is also a director, officer and indirect 10% beneficial owner, by virtue of S-FDF's holdings, of the issuer) share control and pecuniary interest. Including 58,824 shares purchased as joint tenants with Mrs. Goldfarb's spouse, who is also a reporting person, and over which they share control and pecuniary interest.