Che-Wei Lin - 07 Sep 2021 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
Director
Signature
/s/ David C. Kuo, attorney in fact for Che-Wei Lin
Issuer symbol
AAOI
Transactions as of
07 Sep 2021
Net transactions value
-$9,294
Form type
4
Filing time
09 Sep 2021, 16:02:12 UTC
Previous filing
15 Jun 2021
Next filing
08 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability $9,294 -1,207 -1.2% $7.70 102,929 07 Sep 2021 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.