Che-Wei Lin - 11 Jun 2021 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
Director
Signature
/s/ David C. Kuo, attorney in fact for Che-Wei Lin
Issuer symbol
AAOI
Transactions as of
11 Jun 2021
Net transactions value
$0
Form type
4
Filing time
15 Jun 2021, 16:40:34 UTC
Previous filing
09 Jun 2021
Next filing
09 Sep 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Award $0 +14,538 +16% $0.000000 104,136 11 Jun 2021 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares are granted in the form of Restricted Stock Units (RSUs) under the Company's 2021 Board Compensation Plan. The grant vests as to 1/12th of the total number of shares on the same day every month starting on July 3, 2021, until all shares have vested.