Che-Wei Lin - Jun 11, 2021 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
Director
Signature
/s/ David C. Kuo, attorney in fact for Che-Wei Lin
Stock symbol
AAOI
Transactions as of
Jun 11, 2021
Transactions value $
$0
Form type
4
Date filed
6/15/2021, 04:40 PM
Previous filing
Jun 9, 2021
Next filing
Sep 9, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Award $0 +14.5K +16.23% $0.00 104K Jun 11, 2021 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares are granted in the form of Restricted Stock Units (RSUs) under the Company's 2021 Board Compensation Plan. The grant vests as to 1/12th of the total number of shares on the same day every month starting on July 3, 2021, until all shares have vested.