Glen Griffiths - Nov 15, 2021 Form 4 Insider Report for Bloom Energy Corp (BE)

Role
EVP, Services
Signature
/s/ Michael Post, as attorney-in-fact
Stock symbol
BE
Transactions as of
Nov 15, 2021
Transactions value $
-$29,171
Form type
4
Date filed
11/17/2021, 05:57 PM
Previous filing
Nov 12, 2021
Next filing
Nov 19, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BE Class A Common Stock Options Exercise $0 +1.93K +1.75% $0.00 113K Nov 15, 2021 Direct
transaction BE Class A Common Stock Sale -$29.2K -943 -0.84% $30.93 112K Nov 16, 2021 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BE Restricted Stock Units Options Exercise $0 -1.93K -16.67% $0.00 9.67K Nov 15, 2021 Class A Common Stock 1.93K Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs") effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2 The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $30.8534 to $30.975. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F3 Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.
F4 The RSUs vest as to 25% of the shares on the one-year anniversary of February 15, 2019 and the remaining shares shall vest in equal quarterly increments from such one-year anniversary over the next three years, subject to the Reporting Person's continued service with the Issuer through each vesting date.