Glen Griffiths - Nov 9, 2021 Form 4 Insider Report for Bloom Energy Corp (BE)

Role
EVP, Services
Signature
/s/ Michael Post, as attorney-in-fact
Stock symbol
BE
Transactions as of
Nov 9, 2021
Transactions value $
-$1,755,532
Form type
4
Date filed
11/12/2021, 05:22 PM
Previous filing
Nov 3, 2021
Next filing
Nov 17, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BE Class A Common Stock Sale -$676K -19.8K -13.44% $34.23 127K Nov 9, 2021 Direct F1, F2
transaction BE Class A Common Stock Sale -$581K -16.6K -13.02% $35.05 111K Nov 9, 2021 Direct F1, F3
transaction BE Class A Common Stock Options Exercise $95.3K +17.3K +15.67% $5.50 128K Nov 11, 2021 Direct
transaction BE Class A Common Stock Sale -$274K -8.09K -6.32% $33.84 120K Nov 11, 2021 Direct F1, F4
transaction BE Class A Common Stock Sale -$320K -9.24K -7.71% $34.66 111K Nov 11, 2021 Direct F1, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BE Stock Option (Right to Buy Class A Common Stock) Options Exercise $0 -17.3K -50% $0.00 17.3K Nov 11, 2021 Class A Common Stock 17.3K $5.50 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Sale of shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2 The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $33.61 to $34.57. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F3 The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $34.61 to $35.41. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F4 The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $33.16 to $34.15. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F5 The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $34.16 to $35.01. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F6 50% of the stock options vest on November 11, 2021 and the remaining 50% vest on November 11, 2022, subject to the Reporting Person's continued service with the Issuer through each vesting date.