R. Jarrett Lilien - Jan 29, 2024 Form 4 Insider Report for WisdomTree, Inc. (WT)

Role
President and COO
Signature
/s/ Marci Frankenthaler, Attorney-in-Fact
Stock symbol
WT
Transactions as of
Jan 29, 2024
Transactions value $
$0
Form type
4
Date filed
1/31/2024, 04:44 PM
Previous filing
Jan 29, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WT Common Stock Tax liability $0 -76K -7.4% $0.00 952K Jan 29, 2024 Direct F3, F4
transaction WT Common Stock Options Exercise $0 +143K +16.21% $0.00 1.03M Jan 29, 2024 Direct F1, F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction WT Performance Based Restricted Stock Units Options Exercise $0 -143K -100% $0.00* 0 Jan 29, 2024 Common Stock 143K Direct F1, F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each performance-based restricted stock unit ("PRSU") represented the right to receive, on the vesting date, one share of common stock for each such unit that vested.
F2 Includes the reinvestment of dividend equivalents into 7,632 PRSUs between the grant date and vesting date.
F3 Includes restricted stock awards vesting as to (i) 149,525 shares on January 25, 2025, (ii) 120,010 shares on January 25, 2026 and (iii) 54,847 shares on January 25, 2027.
F4 Shares withheld by the Issuer upon vesting of PRSUs to cover withholding taxes.
F5 These PRSUs were granted by the Issuer on January 25, 2021 and vested on January 25, 2024. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 29, 2024, the Relative TSR measured in the 92nd percentile, resulting in the vesting of 200% of the target number of PRSUs.