R. Jarrett Lilien - Jan 25, 2024 Form 4 Insider Report for WisdomTree, Inc. (WT)

Signature
/s/ Marci Frankenthaler, Attorney-in-Fact
Stock symbol
WT
Transactions as of
Jan 25, 2024
Transactions value $
$0
Form type
4
Date filed
1/29/2024, 04:19 PM
Previous filing
Feb 1, 2023
Next filing
Jan 31, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WT Common Stock Tax liability $0 -48.2K -5.17% $0.00 884K Jan 25, 2024 Direct F2, F3
transaction WT Common Stock Award $0 +165K +21.42% $0.00 933K Jan 25, 2024 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction WT Performance Based Restricted Stock Units Award $0 +165K $0.00 165K Jan 25, 2024 Common Stock 165K Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock awarded by Issuer on January 25, 2024 and vesting as to (i) 54,845 shares on each of January 25, 2025 and January 25, 2026 and (ii) 54,847 shares on January 25, 2027.
F2 Includes restricted stock awards vesting as to (i) 149,525 shares on January 25, 2025, (ii) 120,010 shares on January 25, 2026 and (iii) 54,847 shares on January 25, 2027.
F3 Surrender of common stock to Issuer upon vesting of restricted stock awards to cover withholding taxes.
F4 Each performance-based restricted stock unit represents the right to receive, on the vesting date, one share of common stock for each such unit that vests.
F5 These performance-based restricted stock units ("PRSUs") are scheduled to vest on January 25, 2027. The target number of PRSUs is reported on this form. Between 0% and 200% of the target number of PRSUs may vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date. If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the 3rd anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued will be determined at such time based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date.