Sean D. Goodman - Jan 3, 2023 Form 4 Insider Report for AMC ENTERTAINMENT HOLDINGS, INC. (AMC)

Role
EVP & CFO
Signature
/s/Edwin F Gladbach, Attorney-in-Fact
Stock symbol
AMC
Transactions as of
Jan 3, 2023
Transactions value $
$0
Form type
4
Date filed
1/5/2023, 04:32 PM
Previous filing
Jan 3, 2023
Next filing
Jan 13, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMC Class A Common Stock Options Exercise $0 +117K +512.94% $0.00 139K Jan 3, 2023 Direct F1, F2, F3
transaction AMC Class A Common Stock Tax liability $0 -54.2K -38.89% $0.00 85.2K Jan 3, 2023 Direct F4, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMC Restricted Stock Units Conversion of derivative security $0 -30.2K -100% $0.00* 0 Jan 3, 2023 Class A Common Stock 30.2K $0.00 Direct F1
transaction AMC Restricted Stock Units Conversion of derivative security $0 -67.5K -50% $0.00 67.5K Jan 3, 2023 Class A Common Stock 67.5K $0.00 Direct F2
transaction AMC Restricted Stock Units Conversion of derivative security $0 -18.9K -33.33% $0.00 37.8K Jan 3, 2023 Class A Common Stock 18.9K $0.00 Direct F3
transaction AMC Restricted Stock Units Conversion of derivative security $0 -30.2K -100% $0.00* 0 Jan 3, 2023 AMC Preferred Equity Units 30.2K $0.00 Direct F1, F6
transaction AMC Restricted Stock Units Conversion of derivative security $0 -67.5K -50% $0.00 67.5K Jan 3, 2023 AMC Preferred Equity Units 67.5K $0.00 Direct F2, F6
transaction AMC Restricted Stock Units Conversion of derivative security $0 -18.9K -33.33% $0.00 37.8K Jan 3, 2023 AMC Preferred Equity Units 18.9K $0.00 Direct F3, F6
transaction AMC AMC Preferred Equity Units Options Exercise $0 +117K +512.94% $0.00 139K Jan 3, 2023 Class A Common Stock 117K $0.00 Direct F1, F2, F3, F6
transaction AMC AMC Preferred Equity Units Tax liability $0 -52.5K -37.7% $0.00 86.8K Jan 3, 2023 Class A Common Stock 52.5K $0.00 Direct F4, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Issuer's Class A Common Stock ("Common Shares") and units of Issuer's AMC Preferred Equity Units ("APEUs") were issued upon the vesting of certain Restricted Stock Units ("RSUs") granted on February 8, 2020, under the Issuer's 2013 Equity Incentive Plan ("EIP"). Each RSU represents the right to receive one Common Share and one APEU upon vesting. One-third of the total grant vested on January 3, 2023, based upon the Reporting Person's continued employment.
F2 Common Shares and APEUs were issued upon the vesting of certain RSUs granted on March 15, 2021, under the EIP. Each RSU represents the right to receive one Common Share and one APEU upon vesting. One-third of the total grant vested on January 3, 2023, based upon the Reporting Person's continued employment.
F3 Common Shares and APEUs were issued upon the vesting of certain RSUs granted on March 2, 2022, under the EIP. Each RSU represents the right to receive one Common Share and one APEU upon vesting. One-third of the total grant vested on January 3, 2023, based upon the Reporting Person's continued employment.
F4 Common Shares and APEUs otherwise issuable were withheld to satisfy the Reporting Person's tax obligations arising from the RSU vesting events described in notes 1-3 above.
F5 Does not include 86,822 outstanding APEUs or Common Shares and APEUs issuable upon future vesting of equity grants, including 105,285 Common Shares and 105,285 APEUs issuable based upon continued service and 221,915 Common Shares and 221,915 APEUs issuable upon attainment of performance goals at target, which, when combined with the ownership reported above, would represent a total of 826,392 equity interests.
F6 Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date.